Latest update：2023/4 | ||||||
No. | Item | Fees and Charges | Rates and Standards（RMB） | Paid by | Notes | |
1 | Transaction Fee | CSI 300 Index Futures | 0.0023% of notional trading value; 0.023% of notional trading value for closing intraday position | Clearing Member | ||
2 | CSI 500 Index Futures | Clearing Member | ||||
3 | CSI 1000 Index Futures | Clearing Member | ||||
4 | SSE 50 Index Futures | Clearing Member | ||||
5 | 2-Year CGB Futures | RMB 3 per lot; transaction fee for closing intraday position is currently exempted | Clearing Member | |||
6 | 5-Year CGB Futures | Clearing Member | ||||
7 | 10-Year CGB Futures | Clearing Member | ||||
8 | 30-Year CGB Futures | Clearing Member | ||||
9 | CSI 300 Index Options | RMB 15 per lot | Clearing Member | |||
10 | CSI 1000 Index Options | Clearing Member | ||||
11 | SSE 50 Index Options | Clearing Member | ||||
12 | Order Submission Fee | CSI 300 Index Futures | RMB 1 per order, charged on number of orders submitted | Clearing Member | ||
13 | CSI 500 Index Futures | Clearing Member | ||||
14 | CSI 1000 Index Futures | Clearing Member | ||||
15 | SSE 50 Index Futures | Clearing Member | ||||
16 | Delivery Fee | CSI 300 Index Futures | 0.01% of the delivery amount | Clearing Member | ||
17 | CSI 500 Index Futures | Clearing Member | ||||
18 | CSI 1000 Index Futures | Clearing Member | ||||
19 | SSE 50 Index Futures | Clearing Member | ||||
20 | 2-Year CGB Futures | RMB 5 per lot | Clearing Member | |||
21 | 5-Year CGB Futures | Clearing Member | ||||
22 | 10-Year CGB Futures | Clearing Member | ||||
23 | 30-Year CGB Futures | Clearing Member | ||||
24 | Exercise (Assignment) Fee | CSI 300 Index Options | RMB 2 per lot | Clearing Member | ||
25 | CSI 1000 Index Options | Clearing Member | ||||
26 | SSE 50 Index Options | Clearing Member | ||||
27 | Porting fee | CSI 300 Index Futures | RMB 10 per lot, charged on transferee Clearing Member | Clearing Member | ||
28 | CSI 500 Index Futures | Clearing Member | ||||
29 | CSI 1000 Index Futures | Clearing Member | ||||
30 | SSE 50 Index Futures | Clearing Member | ||||
31 | 2-Year CGB Futures | Clearing Member | ||||
32 | 5-Year CGB Futures | Clearing Member | ||||
33 | 10-Year CGB Futures | Clearing Member | ||||
34 | 30-Year CGB Futures | Clearing Member | ||||
35 | CSI 300 Index Options | Clearing Member | ||||
36 | CSI 1000 Index Options | Clearing Member | ||||
37 | SSE 50 Index Options | Clearing Member | ||||
38 | Service Fee for Depositing Securities as Margin | 0.05% of annualized average discounted market value of securities as margin | Clearing Member | |||
39 | Delivery Default Penalty | CGB Futures | Default by the buyer or the seller: 0.5% of the contract value failed to be delivered for 2-Year CGB futures, 0.8% for 5-Year, 1% for 10-Year and 2% for 30-Year.
| Clearing Member | ||
40 | Ownership Transfer Fee | 2-Year CGB Futures | RMB 5 per million face value of CGBs transferred | Clearing Member | Collected on behalf of depositories | |
41 | 5-Year CGB Futures | Clearing Member | ||||
42 | 10-Year CGB Futures | Clearing Member | ||||
43 | 30-Year CGB Futures | Clearing Member | ||||
44 | Depository Transfer Fee | 2-Year CGB Futures | 0.005% of the total face value of CGBs transferred, charged on the buyer, with the amount charged per order (per bond) no lower than RMB 10 and no higher than RMB 10,000.
According to relevant regulations, fees for CGBs transferred from CSDC are currently exempted. | Clearing Member | ||
45 | 5-Year CGB Futures | Clearing Member | ||||
46 | 10-Year CGB Futures | Clearing Member | ||||
47 | 30-Year CGB Futures | Clearing Member | ||||
48 | Seat Fee | Annual fee for each seat shall be RMB 20,000 if no more than 200,000 orders are submitted per year；and RMB 30,000 if more than 200,000 orders are ssubmitted per year. | Member | |||
